Overview
Seasoned executive with a broad range of management, operational, financial, legal and leadership skills; experience at the public company board and executive management level.
Managing Director of Boston-area early stage angel capital group Race Point Capital Group LLC; member of Launchpad Venture Group, Boston Harbor Angels and Walnut Venture Associates.
Business Experience
Race Point Capital Group LLC, Newton, MA
Managing Director of an early stage angel capital group focusing on technology and select opportunities in green technology.
Managing Director, Lead Investor 2009-Present
Northeastern University College of Business Administration, Boston, MA
Executive-in-Residence, supporting the college’s Executive Education curriculum by designing, developing, delivering and/or facilitating executive workshops and conferences for business and legal professionals.
Executive-In-Residence 2009-Present
IONA Technologies PLC, Waltham, MA and Dublin, Ireland (now Progress Software)
Chief Financial Officer and General Counsel for a multinational, publicly-traded provider of software products and consulting services to Global 1000 companies. Executive Officer and member of senior management team, reporting to the Chief Executive Officer.
- Chief Financial Officer 2007-2008
- General Counsel 2003-2008
- Corporate Counsel 2000-2003
- Senior Counsel 1997-2000
Responsible for worldwide legal and financial reporting and controls, legal affairs, investor relations, corporate development, and business and IT operations:
- collaboration on all aspects of corporate strategy and operations;
- direction of M&A activities and direction of private and public equity offerings and private equity investments;
- direction of global IP strategy and protection;
- coordination and review of communications and financial disclosure to investors, analysts and press;
- maintenance of NASDAQ and Irish Stock Exchange listings;
- direction of SEC compliance, Sarbanes-Oxley disclosure controls and processes, and '34 Act reporting;
- direction of corporate governance matters, including Board of Directors and Disclosure Controls;
- development of open source strategies and oversight of industry-leading open source projects.
Testa, Hurwitz & Thibeault, LLP, Boston, MA
Associate in the Business Practice Group of a 400+ lawyer corporate law firm. Practice areas: initial public offerings (including taking IONA Technologies PLC public on NASDAQ and Irish Stock Exchanges); mergers and acquisitions; strategic alliances and joint ventures; private placements and related work with venture capital funds; technology licensing; representation of public companies in '34 Act registration, reporting, compliance, and restricted securities transactions; and representation of start-ups and other private companies.
Associate 1995-1997
Price Waterhouse, Strategic Consulting Group, Chicago, IL
Consultant in a multi-disciplinary international management consulting practice focusing on corporate and business unit strategy. Wrote, supported, produced and delivered client presentations; led client team meetings; gathered market and industry information and competitor intelligence and performed financial analysis and modeling. Example projects include: development of a comprehensive performance measurement and management system for “big three” US automaker; strategic restructuring for a national bank holding company; competitive assessments, acquisition target evaluation, and strategic acquisition counseling for a large European-based industrial goods manufacturer; assessment of marketing issues and modeling of break-up valuations for major U.S. consumer goods manufacturer; and assessment and management of post-merger strategic and marketing issues for major European-based materials supplier.
Consultant 1989-1991
Education
- Boston College Law School, Newton, MA J.D. 1994
- Law Review: Uniform Commercial Code Reporter-Digest, Executive Board Member, Research Editor, Staff Writer
- Colgate University, Hamilton, NY B.A., English, 1989 magna cum laude GPA 3.6 (top 4%)
- Elected Member, Phi Beta Kappa
- Honors Recipient, English
- Player, Varsity Squash Team
- The Hotchkiss School, Lakeville, CT 1985
Awards
- Honored as one of fifteen In-House Leaders in the Law in the Northeast by the editors of Massachusetts Lawyers Weekly and New England In-House Magazine, 2007
- Honoree & Keynote Speaker, Annual Alumni Award, Business and Law Society Banquet, Boston College Law School April 2008.
Professional Associations
- Executive In Residence, Northeastern University College of Business Administration
- Advisory Board Member, Boston University School of Management Executive Business Education for Lawyers
- Business Advisory Council Member, Boston College Law School
- President, Association of Corporate Counsel (Northeast), President 2009-Present, Board Member 2004-Present, Programs Chair 2004-2009
- Editorial Board Member, New England In-House
- Inaugural Connector, Boston World Partnerships
- Member, Mass Technology Leadership Council
- Member, McKinsey Quarterly Online Executive Panel
Publications, Quotes and Selected Speaking Engagements
- Guest Speaker: Hildebrandt Institute, Marketing Partners Forum, Palm Beach, FL, January, 2010
- Quoted: “Rebel with a Clause” Boston Business Journal, November, 2009
- Quoted: “ACC Value Index” Boston Business Journal, November, 2009
- Guest Speaker: Business Development Training Session hosted by Bromberg & Sunstein (Now Sunstein Kann Murphy & Timbers LLP), September, 2009
- Guest Speaker: Professional Development Training Session hosted by Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C., July, 2009
- Leader: Advanced Skills for In-House Counsel Discussion Association of Corporate Counsel (Northeast) Annual Meeting, July, 2009
- Guest Speaker: Hildebrandt Institute, National Practice Management Professionals Forum, July, 2009
- Quoted: “Structural Improvements” CFO Magazine, June, 2009
- Guest Columnist: Recurring “Succeeding In-House” column, Mass Lawyers' Weekly's New England In-House Part One: Organizational intelligence (May 2008); Part Two: Context awareness (July 2008); Part Three: Communication (November 2008); Part Four: Smart in-house practice (January 2009); Part Five: Dealing with opposing counsel; (March 2009) and Part Six: Dealing with outside counsel (May 2009)
- Panelist: Mass Lawyers' Weekly's New England In-House Panel on “Landing and Keeping Corporate Clients,” May, 2009
- Moderator: Panel on Value & Economics in Utilizing Outside Counsel, hosted by New England General Counsel Group, April, 2009
- Guest Speaker: Business Development Training Session hosted by Foley Hoag LLP, February, 2009
- Moderator: Annual Corporate, IP and Employment Update, panel hosted by Association of Corporate Counsel and Foley Hoag, LLP, September, 2008
- Panelist: General Counsel Rountable, hosted by Meritas - Law Firms Worldwide and Goulston & Storrs, LLP, September, 2008
- Panelist: In-House Jeopardy, roundtable hosted by Association of Corporate Counsel and Goulston & Storrs, LLP, July, 2008
- Panelist: Surviving the Non-Compete Surge, panel hosted by Boston Bar Association, April, 2008
- Profiled: “The Mover” Column, Mass High Tech, February 2008
- Presenter: Fundamentals of In-House Practice, annual conference hosted by Massachusetts Bar Association, December 2007
- Featured: “In-House Counsel Pay Closer Attention to Bottom Line,” Boston Business Journal, July 2008
- Presenter: Learn From The Leaders - In-House-Counsel Take Center Stage, sponsored by Prince, Lobel Glovsky & Tye October 2007
- Quoted: “Financial News,” Irish Times, January 2008
- Panelist: In-House Jeopoardy, roundtable hosted by Association of Corporate Counsel and Goulston & Storrs, LLP, July, 2008
- Quoted: “Business Updates,” Irish Examiner, January 2008
- Presenter: Managing Through Government Investigations, hosted by Association of Corporate Counsel and Nutter McClennen & Fish, April, 2007
- Presenter: Avoiding Non-Compete Mistakes, hosted by the Boston Bar Association, September 2006
- Presenter: Avoiding Non-Compete Mistakes, hosted by the Boston Bar Association, November 2004
- Panelist: General Counsels Speak: The Future of the Law firm, hosted by Legal Sales and Services Organization, June 2004
- Panelist: General Counsel Roundtable, hosted by Goulston & Storrs, LLP, January 2004
- Presenter: Making and Breaking Non-Compete Agreements, hosted by Massachusetts Bar Association, November 2003
- Presenter: A Lawyer's Guide to the Internet, hosted by Suffolk University Law School, Advanced Legal Studies Program May, 1995 and May, 1996
- Guest Columnist: The Internet - Practical Business Uses, WPI Venture Forum Magazine 1995
Community and Volunteer
- Court-Appointed Volunteer Commercial Mediator: Sheldon W. Rothstein Memorial Mediation Program, Massachusetts District Court
- Rider, Pan-Mass Challenge, 160 mile bike ride to raise awareness and funds for Dana Farber Cancer Institute.
- Member, Aircraft Owners and Pilots Association
- Member, Cessna Pilots Association
Interests and Activities
- Graduate of Skip Barber Advanced Driving School, Lime Rock Race Track, CT.
- Enjoy flying, road & mountain biking, emerging technologies, American history, cooking, photography, Cape Cod, playing squash, carpentry, and American architecture, Cape Breton Island.